Agenda
8:30 – 9:00 am – Networking and light breakfast/beverages
9:00 – 10:00 am – Presentation
10:00 – 11:00 am – Roundtable/questions
Please join us for the presentation on:
Engaging Beyond Boundaries: Strategies for Effective Equity Communication
• Delve into the intricacies of crafting and adhering to a multi-channel communications plan, essential for lasting engagement. Explore the imperative need for equity award recipients to have accessible and knowledgeable advisors, fluent in the language of equity compensation and well-versed in country-specific rules. In this session, witness the impact of providing digital tools that enable participants to contextualize equity awards within their broader financial context. Additionally, discover the art of setting meaningful benchmarks to gauge the success of your efforts and identify shifts in employee engagement and participation.
PRESENTER
Thomas Swindle, CEP, FGE, NDEF Director, Strategic Projects Manager
Workplace Wealth Solutions l UBS Global Wealth Management
Tommy manages the equity plan strategic projects team for UBS Workplace Wealth Solutions. He joined UBS in 2006 and has held various roles within stock plan administration, project management, financial reporting, training, and product development. He is a respected leader, team builder, and subject matter expert. His years of experience with UBS have helped him gain critical insight into equity plan complexity, and he constantly seeks ways to improve upon the client experience.
Before joining UBS, Tommy’s professional background was in small business payroll, financial performance reporting, financial planning, investments, and insurance sales. Tommy is a frequent presenter on financial reporting and administrative topics at equity compensation events. Events include the GEO conference, Equilar Summit, NASPP conference, chapter meetings, and numerous other local and national events.
Tommy has a B.B.A. in Finance from Middle Tennessee State University. He is a Certified Equity Professional (CEP) and Series 6, 63, and 66 registered. Tommy is the Regional Chapter Representative for the NASPP Southern Region, and Treasurer of the NASPP Nashville Chapter. He was inducted as a Fellow of Global Equity (FGE) in 2019 by the Global Equity Organization and inducted as a NASPP Distinguished Equity Fellow (NDEF) in 2023 by the National Association of Stock Plan Professionals.